Seminar Contents

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Day One - Morning

1.0 SECURITY TYPES 1.1 Equities 1.2 Debt 1.3 Money Markets 1.4 Mortgage & Asset Backeds 1.5 Derivatives (Futures, Options, CMOs, Swaps) 1.6 Non-US Securities & Foreign Exchange

Day One - Afternoon

2.0 SECURITIES MARKET MODEL

2.1 Issuers

2.2 Underwriters

2.3 Investment Managers

2.4 Brokers

2.5 Exchanges & OTC Markets

2.6 Clearing and Depository Organizations

2.7 Domestic & Global Custodians

3.0 INVESTMENT MANAGERS

4.0 PORTFOLIO MANAGEMENT

4.1 Research & Analytics

4.2 Investment Decision Making

4.3 Trading & Compliance

4.4 Funds Management

4.5 Performance Management

4.6 Risk Management

Day Two - Morning

5.0 CUSTODY & SECURITIES OPERATIONS

5.1 Trade Settlement

5.2 Cash Processing

5.3 SMF and Pricing

5.4 Corporate Actions

5.5 Securities Lending

5.6 Sub-Custodian Networks

6.0 SECURITIES ACCOUNTING

6.1 Gain/Losses

6.2 Income & Expense Accruals

6.3 Amortization & Accretion

6.4 Multi-currency Accounting

6.5 Fund Accounting & NAVs

6.6 Investment Ledgers

Day Two - Afternoon

7.0 MILLENNIUM CHALLENGES

7.1 Mergers & Acquisitions

7.2 Global Markets

7.3 Decimalization

7.4 After Hours Trading

7.5 T+1 Settlement

7.6 Straight Through Processing

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